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quarterly compliances under listing agreement on 12th March 2011, 12:16 pm
Victor
Quarterly compliances under listing agreement- helpful for trainees in listed company
CLAUSE 35 1.Statement showing Shareholding Pattern 2.Statement showing Shareholding of persons belonging to the category “Promoter and Promoter Group 3.Statement showing Shareholding of persons belonging to the category “Public” and holding more than 1% of the total number of shares.4. Statement showing details of locked-in shares 5.Statement showing details of Depository Receipts 6. Statement showing holding of Depository Receipts (D.R’s), where underlying shares held by ‘promoter/promoter group’ are in excess of 1% of the total number of shares.7.Statement showing the voting pattern of shareholders, if more than one class of shares/securities is issued by the issuer (Give description of voting rights for each class of security ) - Within 21 days of end of each Quarter
CLAUSE 41 a) Audited or unaudited quarterly and year to date financial results. If unaudited-then a copy of the limited review report b) Holding company & subsidiary company - consolidated financial results (as per the International Financial Reporting Standards(IFRS) -----Within 45 days of end of each quarter (other than the last quarter)
CLAUSE 49 Quarterly Compliance Report on Corporate Governance -signed either by the Compliance Officer or the Chief Executive Officer of the company - Within 15 days from the close of quarter
CLAUSE 35 1.Statement showing Shareholding Pattern 2.Statement showing Shareholding of persons belonging to the category “Promoter and Promoter Group 3.Statement showing Shareholding of persons belonging to the category “Public” and holding more than 1% of the total number of shares.4. Statement showing details of locked-in shares 5.Statement showing details of Depository Receipts 6. Statement showing holding of Depository Receipts (D.R’s), where underlying shares held by ‘promoter/promoter group’ are in excess of 1% of the total number of shares.7.Statement showing the voting pattern of shareholders, if more than one class of shares/securities is issued by the issuer (Give description of voting rights for each class of security ) - Within 21 days of end of each Quarter
CLAUSE 41 a) Audited or unaudited quarterly and year to date financial results. If unaudited-then a copy of the limited review report b) Holding company & subsidiary company - consolidated financial results (as per the International Financial Reporting Standards(IFRS) -----Within 45 days of end of each quarter (other than the last quarter)
CLAUSE 49 Quarterly Compliance Report on Corporate Governance -signed either by the Compliance Officer or the Chief Executive Officer of the company - Within 15 days from the close of quarter